Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Orson Kindschi | 269750 | 3 | 01/01/1984 | Customer Dispute | Award / Judgment | $3,500,000.00 | $3,500,000.00 | See FINRA Report |
| Donald Lee Davis | 1044360 | 4 | 01/01/1984 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Charles David Youree | 848307 | 1 | 01/01/1984 | Customer Dispute | Award / Judgment | $20,000.00 | $4,500.00 | See FINRA Report |
| John Ray Turbeville | 833999 | 4 | 01/01/1984 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ronald Hisao Kikawa | 830227 | 5 | 01/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Stephen Molotsky | 337904 | 3 | 01/01/1984 | Customer Dispute | Award / Judgment | $17,417.60 | $11,250.00 | See FINRA Report |
| Martin Solomon Bodner | 862064 | 4 | 01/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Richey | 1485112 | 1 | 01/01/1984 | Customer Dispute | Award / Judgment | $4,500.00 | $50,000.00 | See FINRA Report |
| Eric van Standifer | 1025776 | 3 | 01/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Lee Carson | 41892 | 23 | 01/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |