Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Wayne Shaeffer | 419498 | 7 | 01/13/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 01/13/1984 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Robert John Chandler | 1047236 | 2 | 01/10/1984 | Customer Dispute | Award / Judgment | $77,000.00 | $87,000.00 | See FINRA Report |
| Robert John Chandler | 1047236 | 2 | 01/10/1984 | Customer Dispute | Award / Judgment | $75,000.00 | $75,000.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 01/09/1984 | Customer Dispute | Settled | $975,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 01/09/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 01/09/1984 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Kirk Moritz Anderson | 1300159 | 2 | 01/03/1984 | Customer Dispute | Award / Judgment | $3,033.20 | $1,240.20 | See FINRA Report |
| Gary Mark Goldberg | 223919 | 31 | 01/01/1984 | Customer Dispute | Award / Judgment | $1,725.00 | $778.56 | See FINRA Report |
| James Montgomery Dula | 868936 | 1 | 01/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |