Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Glenn Schwarz | 1014372 | 9 | 06/01/1984 | Customer Dispute | Settled | $11,500.00 | $0.00 | See FINRA Report |
| Mark Duane Beninga | 712464 | 1 | 05/30/1984 | Customer Dispute | Award / Judgment | $11,000.00 | $11,000.00 | See FINRA Report |
| Roland W Killcreas | 1045796 | 4 | 05/28/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William James Coleman | 1032796 | 1 | 05/26/1984 | Customer Dispute | Settled | $71,753.00 | $0.00 | See FINRA Report |
| Robert Rotstan | 824624 | 2 | 05/25/1984 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Gregory James Rupert | 869996 | 1 | 05/24/1984 | Customer Dispute | Award / Judgment | $327.00 | $322.00 | See FINRA Report |
| John Garabedian | 217457 | 2 | 05/23/1984 | Customer Dispute | Settled | $32,370.00 | $0.00 | See FINRA Report |
| Maryann A McNulty | 858949 | 2 | 05/11/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 05/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Earl Welch | 864004 | 2 | 04/11/1984 | Customer Dispute | Award / Judgment | $26,000.00 | $13,000.00 | See FINRA Report |