Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lyman Kelly | 1121087 | 4 | 06/15/1984 | Customer Dispute | Award / Judgment | $0.00 | $13,500.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 06/08/1984 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Bruce MacKie | 815106 | 5 | 06/04/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Herman Arnold Bates | 14649 | 3 | 06/04/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Muckerman Blumeyer | 24270 | 5 | 06/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Muckerman Blumeyer | 24270 | 5 | 06/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sanford Barry Venitt | 1014412 | 8 | 06/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David John MacKin | 316212 | 1 | 06/01/1984 | Customer Dispute | Award / Judgment | $130,000.00 | $43,569.80 | See FINRA Report |
| Richard Wilson Hartnett | 238990 | 9 | 06/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Cline | 824874 | 7 | 06/01/1984 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |