Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James J Kirchner | 728772 | 2 | 07/18/1984 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Vincent Jess Vint | 2520023 | 1 | 07/10/1984 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Dan Alan Camphausen | 39460 | 10 | 07/02/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Charles Rall | 855195 | 4 | 07/01/1984 | Customer Dispute | Settled | $70,595.00 | $0.00 | See FINRA Report |
| John Bruce MacKie | 815106 | 5 | 06/28/1984 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 06/25/1984 | Customer Dispute | Award / Judgment | $400,000.00 | $17,500.00 | See FINRA Report |
| Gary Mark Sinderbrand | 707524 | 9 | 06/24/1984 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Edward Girard Janansky | 822537 | 1 | 06/21/1984 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| William L Lampe | 301245 | 1 | 06/21/1984 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Craig Joseph Bayes | 15381 | 1 | 06/20/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |