Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Irving Matoff | 322918 | 5 | 09/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Morton Allen Glazer | 222908 | 3 | 08/31/1984 | Customer Dispute | Settled | $108,000.00 | $0.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 08/31/1984 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Robert Francois Sui | 812680 | 3 | 08/24/1984 | Customer Dispute | Final | $5,471,160.00 | $0.00 | See FINRA Report |
| Sanford Barry Venitt | 1014412 | 8 | 08/14/1984 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Herbert John Gee | 219221 | 11 | 08/14/1984 | Customer Dispute | Settled | $11,350.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 08/01/1984 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 08/01/1984 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| David John Cress | 862986 | 6 | 08/01/1984 | Customer Dispute | Award / Judgment | $145,000.00 | $72,000.00 | See FINRA Report |
| Robert Mihran Kargenian | 1038418 | 3 | 08/01/1984 | Customer Dispute | Settled | $15,506.00 | $0.00 | See FINRA Report |