Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Lee Taliaferro | 442144 | 13 | 12/01/1984 | Customer Dispute | Award / Judgment | $236,808.00 | $40,000.00 | See FINRA Report |
| Fredrick Thomas Wollman | 719555 | 5 | 12/01/1984 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michael Charles Lieberbaum | 309305 | 1 | 12/01/1984 | Customer Dispute | Award / Judgment | $0.00 | $93,000.00 | See FINRA Report |
| Randall Jay Katzenstein | 1209829 | 2 | 12/01/1984 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Eugene Eckerdt | 719193 | 1 | 11/28/1984 | Customer Dispute | Award / Judgment | $90,743.60 | $16,200.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 11/26/1984 | Customer Dispute | Settled | $208,050.00 | $0.00 | See FINRA Report |
| Richard James Greulich | 856695 | 5 | 11/23/1984 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Philip Francis Decarlo | 63546 | 3 | 11/20/1984 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenneth Thomas Bruno | 854559 | 6 | 11/13/1984 | Customer Dispute | Award / Judgment | $25,000.00 | $8,350.00 | See FINRA Report |
| James Howard Pulver | 1049854 | 2 | 11/06/1984 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |