Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas W Alison | 3005 | 35 | 12/14/1984 | Customer Dispute | Award / Judgment | $3,056,550.00 | $2,069,000.00 | See FINRA Report |
| Philip Gerard Murray | 867694 | 1 | 12/12/1984 | Customer Dispute | Settled | $28,172.00 | $0.00 | See FINRA Report |
| Stephen Carl Unger | 451697 | 1 | 12/12/1984 | Customer Dispute | Award / Judgment | $440,000.00 | $62,200.00 | See FINRA Report |
| Steven Francis Loughlin | 1038335 | 1 | 12/12/1984 | Customer Dispute | Award / Judgment | $5,000.00 | $4,565.48 | See FINRA Report |
| Herbert Armin Reznikoff | 1066895 | 9 | 12/11/1984 | Customer Dispute | Award / Judgment | $43,188.00 | $13,000.00 | See FINRA Report |
| John Joseph Gorman | 1070636 | 10 | 12/11/1984 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Stephen Stuart Denner | 1192579 | 1 | 12/10/1984 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Gerald John Chirpka | 715602 | 4 | 12/03/1984 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Peter Michael Patterson | 357964 | 4 | 12/01/1984 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Henry Otis Franck | 1067980 | 3 | 12/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |