Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dana Miller | 1141401 | 4 | 01/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Frederick Jerome | 258511 | 1 | 01/01/1985 | Customer Dispute | Award / Judgment | $1,000,000.00 | $405,075.00 | See FINRA Report |
| Bruce Meyers | 1045447 | 19 | 01/01/1985 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gary Phillip Jackson | 1311649 | 6 | 01/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Taylor Henson | 1186591 | 4 | 12/27/1984 | Customer Dispute | Settled | $13,714.00 | $0.00 | See FINRA Report |
| Thomas D Schlosser | 835839 | 3 | 12/24/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Lester Sachs | 822368 | 3 | 12/21/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Dewitt Baker | 715764 | 2 | 12/19/1984 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Thomas W Alison | 3005 | 35 | 12/19/1984 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Richard Edwin Vance | 722620 | 2 | 12/17/1984 | Customer Dispute | Award / Judgment | $52,558.00 | $8,000.00 | See FINRA Report |