Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Daniel McBrearty | 842908 | 3 | 01/01/1985 | Customer Dispute | Award / Judgment | $6,000.00 | $6,000.00 | See FINRA Report |
| Raymond E Hindy | 817758 | 3 | 01/01/1985 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alan Stuart Beshany | 710857 | 7 | 01/01/1985 | Customer Dispute | Award / Judgment | $0.00 | $750.00 | See FINRA Report |
| Gary Mark Goldberg | 223919 | 31 | 01/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Mark Goldberg | 223919 | 31 | 01/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Serras | 1189358 | 1 | 01/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Phillip H Akers | 2173 | 17 | 01/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leon Picard Bomar | 25380 | 2 | 01/01/1985 | Customer Dispute | Award / Judgment | $4,300,000.00 | $650,000.00 | See FINRA Report |
| Robert Solomon | 430404 | 2 | 01/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Francis Lee | 722251 | 3 | 01/01/1985 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |