Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Alan Roberts | 1073632 | 2 | 02/01/1985 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| David Andrew Jennings | 839324 | 2 | 01/30/1985 | Customer Dispute | Settled | $127,682.00 | $0.00 | See FINRA Report |
| Don Franklin Wilkinson | 1053376 | 1 | 01/30/1985 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Peter Ruloff Schanck | 412565 | 8 | 01/28/1985 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 01/25/1985 | Customer Dispute | Settled | $5,500,000.00 | $0.00 | See FINRA Report |
| Clover Joseph Hill | 1147020 | 3 | 01/25/1985 | Customer Dispute | Award / Judgment | $0.00 | $95,000.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 01/14/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Dean Bush | 36885 | 4 | 01/10/1985 | Customer Dispute | Award / Judgment | $0.00 | $220,001.00 | See FINRA Report |
| Edward Brier Radatz | 722169 | 1 | 01/09/1985 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Frederick Alan Brokken | 809359 | 2 | 01/04/1985 | Customer Dispute | Award / Judgment | $38,817.50 | $39,017.50 | See FINRA Report |