Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Symes Greenlee | 229156 | 1 | 02/20/1985 | Customer Dispute | Award / Judgment | $20,797.10 | $9,000.00 | See FINRA Report |
| John William Cobb | 49179 | 2 | 02/19/1985 | Customer Dispute | Settled | $153,150.00 | $0.00 | See FINRA Report |
| Gerald Howard Klein | 602023 | 7 | 02/13/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Wilkinson | 817773 | 5 | 02/10/1985 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Preston Walter Zale | 846418 | 3 | 02/07/1985 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Thomas Mynatt | 344309 | 5 | 02/05/1985 | Customer Dispute | Settled | $3,983,660.00 | $0.00 | See FINRA Report |
| Rusty Tally | 822696 | 1 | 02/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin William Schoening | 720931 | 2 | 02/01/1985 | Customer Dispute | Award / Judgment | $200,000.00 | $67,500.00 | See FINRA Report |
| William Vincent Reepmeyer | 372712 | 3 | 02/01/1985 | Customer Dispute | Settled | $367,962.00 | $0.00 | See FINRA Report |
| Sheldon Leonard Rosenberg | 734436 | 4 | 02/01/1985 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |