Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Allen Mosier | 341344 | 4 | 03/04/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Garland Honeycutt | 859722 | 2 | 03/01/1985 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| James Frederick Brennan | 821647 | 17 | 03/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Walter Kolmer | 832957 | 1 | 03/01/1985 | Customer Dispute | Settled | $57,713.10 | $0.00 | See FINRA Report |
| Timothy W Rupp | 850472 | 1 | 03/01/1985 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ronald Frank Gawelski | 218966 | 4 | 03/01/1985 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Louis Francis Albanese | 703647 | 20 | 02/28/1985 | Customer Dispute | Settled | $25,202.00 | $0.00 | See FINRA Report |
| Michael Wayne Clark | 867034 | 4 | 02/28/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Henry Cox | 1092444 | 3 | 02/25/1985 | Customer Dispute | Award / Judgment | $70,000.00 | $5,000.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 02/24/1985 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |