Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bill Eugene Wilson | 722043 | 1 | 05/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victor Carlysle Sullivan | 1005328 | 1 | 05/01/1985 | Customer Dispute | Award / Judgment | $50,000.00 | $1,700.00 | See FINRA Report |
| Alan Willard Kirchner | 1001810 | 2 | 05/01/1985 | Customer Dispute | Settled | $8,800.00 | $0.00 | See FINRA Report |
| Paul John Robinson | 401768 | 3 | 05/01/1985 | Customer Dispute | Settled | $40,000,000.00 | $0.00 | See FINRA Report |
| Alan Glenn Kyle | 866427 | 1 | 04/30/1985 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Warren Ellwood Rowe | 1065880 | 11 | 04/23/1985 | Customer Dispute | Award / Judgment | $0.00 | $49.87 | See FINRA Report |
| Philip Irwin Lewis | 1234516 | 4 | 04/18/1985 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| Bruce Norman Ball | 1056725 | 1 | 04/01/1985 | Customer Dispute | Award / Judgment | $359,594.00 | $410,000.00 | See FINRA Report |
| Harvey Jason Hurvitz | 714547 | 2 | 04/01/1985 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| Joseph Marvin Friedman | 1289532 | 1 | 04/01/1985 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |