Potomac Analytics' Logo

FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 122,681-122,690 out of 123,432 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George William Scritchfield843388408/10/1985Customer DisputeSettled$70,000.00$0.00See FINRA Report
Terry Lee Albin2437308/09/1985Customer DisputeSettled$0.00$0.00See FINRA Report
Steven Forrest Litchfield836413208/07/1985Customer DisputeAward / Judgment$58,000.00$21,996.00See FINRA Report
Gregory Daniel Fitzpatrick209149308/07/1985Customer DisputeAward / Judgment$25,000.00$25,000.00See FINRA Report
Russell Andrew Labrasca829080208/02/1985Customer DisputeSettled$50,000.00$0.00See FINRA Report
Christopher Kelly Vescelus724674108/01/1985Customer DisputeAward / Judgment$61,875.00$106,608.00See FINRA Report
Stuart Myles Godin223476908/01/1985Customer DisputeSettled$32,500.00$0.00See FINRA Report
James Patrick Rennie835426108/01/1985Customer DisputeSettled$500,000.00$0.00See FINRA Report
Thomas Cornelius Sayre728425108/01/1985Customer DisputeSettled$12,500.00$0.00See FINRA Report
Bruce Marshall Rose1095631208/01/1985Customer DisputeSettled$0.00$0.00See FINRA Report

123,432 Results

Display: