Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
George William Scritchfield | 843388 | 4 | 08/10/1985 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
Terry Lee Albin | 2437 | 3 | 08/09/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Steven Forrest Litchfield | 836413 | 2 | 08/07/1985 | Customer Dispute | Award / Judgment | $58,000.00 | $21,996.00 | See FINRA Report |
Gregory Daniel Fitzpatrick | 209149 | 3 | 08/07/1985 | Customer Dispute | Award / Judgment | $25,000.00 | $25,000.00 | See FINRA Report |
Russell Andrew Labrasca | 829080 | 2 | 08/02/1985 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Christopher Kelly Vescelus | 724674 | 1 | 08/01/1985 | Customer Dispute | Award / Judgment | $61,875.00 | $106,608.00 | See FINRA Report |
Stuart Myles Godin | 223476 | 9 | 08/01/1985 | Customer Dispute | Settled | $32,500.00 | $0.00 | See FINRA Report |
James Patrick Rennie | 835426 | 1 | 08/01/1985 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Thomas Cornelius Sayre | 728425 | 1 | 08/01/1985 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
Bruce Marshall Rose | 1095631 | 2 | 08/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |