Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy R Cass | 705999 | 1 | 09/30/1985 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Mark Albert Leibovit | 704956 | 2 | 09/30/1985 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Thomas Charles Theodore | 1023447 | 2 | 09/24/1985 | Customer Dispute | Settled | $46,250.00 | $0.00 | See FINRA Report |
| Michael Brent Hanson | 1832012 | 3 | 09/12/1985 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Gary Mark Goldberg | 223919 | 31 | 09/11/1985 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Michael Culbertson Royer | 807326 | 1 | 09/01/1985 | Customer Dispute | Award / Judgment | $500,000.00 | $25,999.70 | See FINRA Report |
| Clare H MacHeca | 714110 | 1 | 09/01/1985 | Customer Dispute | Award / Judgment | $10,974.00 | $10,974.00 | See FINRA Report |
| Robert Juan Escobio | 703813 | 11 | 09/01/1985 | Customer Dispute | Settled | $7,203.00 | $0.00 | See FINRA Report |
| Robert Juan Escobio | 703813 | 11 | 09/01/1985 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Robert Juan Escobio | 703813 | 11 | 09/01/1985 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |