Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Frederico Montes | 835488 | 4 | 11/01/1985 | Customer Dispute | Settled | $19,655.00 | $0.00 | See FINRA Report |
| Sanford Barry Venitt | 1014412 | 8 | 11/01/1985 | Customer Dispute | Settled | $1,180,000.00 | $0.00 | See FINRA Report |
| Jose Joaquin Rodriguez-Villalobos | 1170207 | 4 | 11/01/1985 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| David Paul Scott | 812781 | 4 | 11/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Hale Blake | 873703 | 5 | 11/01/1985 | Customer Dispute | Settled | $143,000.00 | $0.00 | See FINRA Report |
| David Thomas Stover | 1020140 | 4 | 11/01/1985 | Customer Dispute | Award / Judgment | $48,069.90 | $6,500.00 | See FINRA Report |
| John Thomas Mynatt | 344309 | 5 | 10/24/1985 | Customer Dispute | Settled | $1,566,600.00 | $0.00 | See FINRA Report |
| Melvin Herman Weiner | 461859 | 2 | 10/23/1985 | Customer Dispute | Award / Judgment | $140,000.00 | $5,800.00 | See FINRA Report |
| Mark Dennis Wetterholm | 1301632 | 1 | 10/15/1985 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| James Evan Hulburd | 1111970 | 1 | 10/11/1985 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |