Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard William Goulooze | 1084648 | 8 | 01/24/1986 | Customer Dispute | Award / Judgment | $11,569.00 | $7,137.09 | See FINRA Report |
Walter Hill Glenn | 869438 | 1 | 01/24/1986 | Customer Dispute | Award / Judgment | $0.00 | $55,387.80 | See FINRA Report |
Gordon Albert Eide | 854079 | 2 | 01/21/1986 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
James Frederick Brennan | 821647 | 17 | 01/15/1986 | Customer Dispute | Settled | $104,272.00 | $0.00 | See FINRA Report |
Michael Earl Welch | 864004 | 2 | 01/15/1986 | Customer Dispute | Award / Judgment | $13,000.00 | $10,250.00 | See FINRA Report |
Eugene L D'Amico | 1196652 | 4 | 01/15/1986 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
Benjamin J Tedeschi | 443691 | 4 | 01/15/1986 | Customer Dispute | Settled | $65,911.00 | $0.00 | See FINRA Report |
George William Scritchfield | 843388 | 4 | 01/15/1986 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Anthony Joseph Amaradio | 856933 | 24 | 01/13/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
James Anthony Parrelly | 728368 | 15 | 01/10/1986 | Customer Dispute | Award / Judgment | $207,011.00 | $86,800.00 | See FINRA Report |