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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 122,561-122,570 out of 123,432 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard William Goulooze1084648801/24/1986Customer DisputeAward / Judgment$11,569.00$7,137.09See FINRA Report
Walter Hill Glenn869438101/24/1986Customer DisputeAward / Judgment$0.00$55,387.80See FINRA Report
Gordon Albert Eide854079201/21/1986Customer DisputeSettled$240,000.00$0.00See FINRA Report
James Frederick Brennan8216471701/15/1986Customer DisputeSettled$104,272.00$0.00See FINRA Report
Michael Earl Welch864004201/15/1986Customer DisputeAward / Judgment$13,000.00$10,250.00See FINRA Report
Eugene L D'Amico1196652401/15/1986Customer DisputeSettled$360,000.00$0.00See FINRA Report
Benjamin J Tedeschi443691401/15/1986Customer DisputeSettled$65,911.00$0.00See FINRA Report
George William Scritchfield843388401/15/1986Customer DisputeSettled$20,000.00$0.00See FINRA Report
Anthony Joseph Amaradio8569332401/13/1986Customer DisputeSettled$0.00$0.00See FINRA Report
James Anthony Parrelly7283681501/10/1986Customer DisputeAward / Judgment$207,011.00$86,800.00See FINRA Report

123,432 Results

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