Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvatore Victor Soldano | 1086234 | 2 | 02/08/1986 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Edmond Michael Maroon | 320411 | 1 | 02/03/1986 | Customer Dispute | Settled | $15,108.00 | $0.00 | See FINRA Report |
| John Martin Foss | 211655 | 13 | 02/02/1986 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gerard Domenic Ciccio | 868843 | 1 | 02/01/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Keane | 868043 | 1 | 02/01/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kerry Wesley Tanner | 1006125 | 2 | 02/01/1986 | Customer Dispute | Settled | $98,500.00 | $0.00 | See FINRA Report |
| Anthony Scarpone | 1018221 | 2 | 02/01/1986 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
| Martin Solomon Bodner | 862064 | 4 | 02/01/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Hurst Williamson | 820997 | 1 | 01/30/1986 | Customer Dispute | Award / Judgment | $10,235.00 | $2,500.00 | See FINRA Report |
| David James Lincoln | 706040 | 1 | 01/25/1986 | Customer Dispute | Settled | $14,285.70 | $0.00 | See FINRA Report |