Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Charles Marshall | 4767380 | 2 | 03/18/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Jay Randall Lovin | 6176195 | 1 | 03/16/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ariana Ivelisses Olive | 6418405 | 1 | 03/15/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wendell Holmes Trapp | 6177720 | 12 | 03/15/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Evan Davis Kirkpatrick | 5272521 | 1 | 03/15/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Oprinski | 4512244 | 3 | 03/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gerald O'Niell McGinley | 1811084 | 2 | 03/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Redler | 1708519 | 2 | 03/15/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Ronald J Kummerer | 4344687 | 1 | 03/15/2024 | Customer Dispute | Pending | $315,872.00 | $0.00 | See FINRA Report |
| Stephen Rabinowitz | 6461236 | 1 | 03/14/2024 | Customer Dispute | Pending | $49,950.00 | $0.00 | See FINRA Report |