Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Wayne Karin | 2486154 | 6 | 03/18/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Benjamin Matthew Howarth | 4547458 | 1 | 03/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Douglas Smith | 6151353 | 1 | 03/18/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Jerry Dale Kiefer | 2271043 | 3 | 03/18/2024 | Customer Dispute | Pending | $99,000.00 | $0.00 | See FINRA Report |
| Stephen Edson Bush | 1898917 | 3 | 03/18/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Stephen Edson Bush | 1898917 | 3 | 03/18/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jet Violet Huempfner | 7076803 | 1 | 03/18/2024 | Customer Dispute | Denied | $360,000.00 | $0.00 | See FINRA Report |
| Christopher Warren Wright | 4134973 | 7 | 03/18/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Brian Patrick Jack | 2569773 | 1 | 03/18/2024 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 49 | 03/18/2024 | Customer Dispute | Pending | $32,000.00 | $0.00 | See FINRA Report |