Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melanie Diane Gilmore | 4945629 | 1 | 03/19/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 03/19/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Earls | 1369915 | 8 | 03/18/2024 | Customer Dispute | Pending | $1,100,000.00 | $0.00 | See FINRA Report |
| Mark Alan Siegel | 1579229 | 1 | 03/18/2024 | Customer Dispute | Denied | $177,676.00 | $0.00 | See FINRA Report |
| Marc Gregory Minor | 2230271 | 5 | 03/18/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Wendell Holmes Trapp | 6177720 | 12 | 03/18/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew William Miles | 5986774 | 18 | 03/18/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| David Kristopher Griffith | 3072664 | 2 | 03/18/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Brandon Scott Jochim | 4478208 | 1 | 03/18/2024 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Kenneth Alan Surber | 1533864 | 1 | 03/18/2024 | Customer Dispute | Denied | $236,000.00 | $0.00 | See FINRA Report |