Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Kyle Jackson | 4815118 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Drew Lynch | 2142722 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Bryan Bourgeois | 5757664 | 1 | 03/19/2024 | Customer Dispute | Pending | $4,159,830.00 | $0.00 | See FINRA Report |
| Joseph Michael Mattia | 3204235 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James van Pelt | 7135647 | 1 | 03/19/2024 | Customer Dispute | Denied | $5,751.72 | $0.00 | See FINRA Report |
| James Thomas Cassa | 2655896 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert James McKee | 1223331 | 2 | 03/19/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Cain Benjamin Kobert | 2673742 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Robert Gleason | 2204094 | 1 | 03/19/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ryan Reynolds Leblanc | 2631068 | 4 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |