Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 03/21/2024 | Customer Dispute | Settled | $66,500.00 | $0.00 | See FINRA Report |
| Eric Jose Garcia | 5909532 | 5 | 03/21/2024 | Customer Dispute | Pending | $105,000.00 | $0.00 | See FINRA Report |
| Russell Paul Green | 1391627 | 7 | 03/21/2024 | Customer Dispute | Pending | $410,000.00 | $0.00 | See FINRA Report |
| Brian Morgan Duddy | 2145276 | 4 | 03/21/2024 | Customer Dispute | Withdrawn | $700,000.00 | $0.00 | See FINRA Report |
| Rodney Michael Dabbondanza | 1625917 | 3 | 03/20/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Danette Lee Volpenhein | 6037121 | 1 | 03/20/2024 | Customer Dispute | Pending | $56,000.00 | $0.00 | See FINRA Report |
| Dharmesh Vora | 2629494 | 17 | 03/20/2024 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Robert Morgan Vance | 1887560 | 18 | 03/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Paul Aulbert | 4119911 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Howard Elliott Kaplan | 2021501 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |