Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Barry English | 2532448 | 1 | 03/22/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Dana Roy Sydney | 2996623 | 1 | 03/22/2024 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 49 | 03/22/2024 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jason Lawrence Mieras | 2850648 | 4 | 03/22/2024 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Daryl Ray Calton | 1002304 | 5 | 03/22/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 03/21/2024 | Customer Dispute | Pending | $305,680.00 | $0.00 | See FINRA Report |
| Wendell Holmes Trapp | 6177720 | 12 | 03/21/2024 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Ryan P Jordan | 6694866 | 2 | 03/21/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 03/21/2024 | Customer Dispute | Pending | $305,680.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/21/2024 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |