Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Max Veryl Elson | 4430278 | 1 | 03/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Grace Wansun Choi | 2210015 | 1 | 03/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Maxwell John Bull | 4693211 | 1 | 03/27/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Connor Alexander Parker | 6715822 | 1 | 03/27/2024 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |
| Tammie Lyn Farrell | 2475931 | 6 | 03/26/2024 | Customer Dispute | Pending | $357,000.00 | $0.00 | See FINRA Report |
| William B Bravato | 2562867 | 1 | 03/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey D Hejza | 5083584 | 1 | 03/26/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Susan Mabel Morse | 1129465 | 3 | 03/26/2024 | Customer Dispute | Final | $50,000.00 | $0.00 | See FINRA Report |
| Anselmo Contreras | 4095453 | 3 | 03/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Douglas Mark Johnson | 2607639 | 1 | 03/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |