Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Foster Paradise | 4248813 | 1 | 08/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Howard Jeffrey Douglas | 1043662 | 3 | 08/15/2024 | Customer Dispute | Pending | $42,000.00 | $0.00 | See FINRA Report |
| Leigh A Allen | 5711971 | 1 | 08/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Monaco | 7038609 | 1 | 08/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Gessner | 2650114 | 1 | 08/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Shawn Alan Manuel | 5874784 | 1 | 08/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Omar Hazem Barakat | 6638876 | 1 | 08/15/2024 | Customer Dispute | Pending | $92,485.00 | $0.00 | See FINRA Report |
| Stanley Lee Crisci | 2687393 | 3 | 08/15/2024 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| John Jay Kersey | 1480524 | 14 | 08/15/2024 | Customer Dispute | Pending | $1,700,000.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 08/15/2024 | Customer Dispute | Pending | $523,000.00 | $0.00 | See FINRA Report |