Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael P Lacy | 6569897 | 1 | 04/01/2024 | Customer Dispute | Settled | $13,609.40 | $0.00 | See FINRA Report |
| Bradley Everett Gardner | 4423724 | 6 | 03/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Justin Woods | 1949233 | 59 | 03/29/2024 | Customer Dispute | Settled | $319,000.00 | $0.00 | See FINRA Report |
| Seth Andrew Nannini | 4406510 | 9 | 03/29/2024 | Customer Dispute | Pending | $357,000.00 | $0.00 | See FINRA Report |
| Michael Gene Gibson | 4423740 | 3 | 03/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 03/29/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Daniel Robert Catone | 4469467 | 1 | 03/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Billy James Aycock | 4069907 | 16 | 03/29/2024 | Customer Dispute | Pending | $412,371.00 | $0.00 | See FINRA Report |
| Jeremy Obrien | 2354870 | 1 | 03/28/2024 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| William Stuart Horak | 1462594 | 6 | 03/28/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |