Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monica Elliott Felton | 5777169 | 3 | 04/02/2024 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard John Donatelli | 1652397 | 3 | 04/02/2024 | Customer Dispute | Denied | $79,437.00 | $0.00 | See FINRA Report |
| Ricky Dewight Whitmire | 5121672 | 2 | 04/01/2024 | Customer Dispute | Pending | $22,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Wilson | 5435417 | 1 | 04/01/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| James Andrew Fredrikson | 1709731 | 3 | 04/01/2024 | Customer Dispute | Denied | $30,472.20 | $0.00 | See FINRA Report |
| Derek Jacob Martin | 6059805 | 1 | 04/01/2024 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Stephan Christopher Edwards | 6180082 | 1 | 04/01/2024 | Customer Dispute | Denied | $45,668.00 | $0.00 | See FINRA Report |
| Carl Damien Gill | 1076361 | 16 | 04/01/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ryan Ned Ainsworth | 5740339 | 1 | 04/01/2024 | Customer Dispute | Settled | $465,000.00 | $0.00 | See FINRA Report |
| Scott Jason Lee | 4409541 | 9 | 04/01/2024 | Customer Dispute | Settled | $102,000.00 | $0.00 | See FINRA Report |