Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew William Miles | 5986774 | 18 | 04/02/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Jordan David Samelson | 2984356 | 6 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Krumholz | 1977128 | 2 | 04/02/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Richard A Pascale | 3221955 | 1 | 04/02/2024 | Customer Dispute | Pending | $340,000.00 | $0.00 | See FINRA Report |
| James Patrick O'Brien | 1036371 | 1 | 04/02/2024 | Customer Dispute | Denied | $3,084.73 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 04/02/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Paul Michael Weinberger | 2757427 | 6 | 04/02/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell John Andersen | 2288717 | 2 | 04/02/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Brandon Webster Morgan | 2230081 | 1 | 04/02/2024 | Customer Dispute | Denied | $78,833.00 | $0.00 | See FINRA Report |
| Monica Elliott Felton | 5777169 | 3 | 04/02/2024 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |