Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Aileen Pugel | 2506156 | 3 | 04/03/2024 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Rita Mansour | 1968418 | 7 | 04/03/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 04/03/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| Nikolai Taylor | 2510427 | 4 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John George Rotando | 2071444 | 3 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Douglas Chester Buczak | 1334415 | 2 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan J Risetter | 6205053 | 1 | 04/02/2024 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Charles Hansen | 6322576 | 1 | 04/02/2024 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Daryl Dallas Arnell | 4771557 | 1 | 04/02/2024 | Customer Dispute | Denied | $122,900.00 | $0.00 | See FINRA Report |
| John Joseph Pasacreta | 2398487 | 4 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |