Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul William Murans | 3266607 | 8 | 04/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Julian Abraham Bartolomei | 6015085 | 1 | 04/05/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 04/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Patrick Jenkins | 5261717 | 2 | 04/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Haywood | 5850275 | 11 | 04/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Eric Sven Anderson | 2918978 | 2 | 04/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James D Neel | 3163614 | 1 | 04/04/2024 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Wendell Holmes Trapp | 6177720 | 12 | 04/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Albert Mangin | 318628 | 2 | 04/04/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Karen Marie Emma | 4051573 | 3 | 04/04/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |