Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Parker Nitz | 1298437 | 2 | 04/09/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Elliott Katz | 839300 | 3 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Devin J Garofalo | 4853435 | 2 | 04/08/2024 | Customer Dispute | Denied | $216,806.00 | $0.00 | See FINRA Report |
| Teddy R Ezzell | 1527524 | 2 | 04/08/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Farrukh Shazad Kazmi | 2855915 | 7 | 04/08/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| John Leo Chiappetta | 4684789 | 1 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Raymond Russell Dreier | 2462344 | 1 | 04/08/2024 | Customer Dispute | Pending | $268,000.00 | $0.00 | See FINRA Report |
| Jason Matthew Nelson | 3069330 | 1 | 04/08/2024 | Customer Dispute | Pending | $900,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 04/08/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 04/08/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |