Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Billy James Aycock | 4069907 | 16 | 04/10/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 04/09/2024 | Customer Dispute | Pending | $763,004.00 | $0.00 | See FINRA Report |
| Aaron Murray | 6346993 | 1 | 04/09/2024 | Customer Dispute | Settled | $7,741.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 04/09/2024 | Customer Dispute | Pending | $95,000.00 | $0.00 | See FINRA Report |
| John Peter Micera | 1255342 | 2 | 04/09/2024 | Customer Dispute | Pending | $2,275,000.00 | $0.00 | See FINRA Report |
| Randall Scott Larson | 5862743 | 3 | 04/09/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 04/09/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 04/09/2024 | Customer Dispute | Pending | $763,004.00 | $0.00 | See FINRA Report |
| Robert Raymond Restino | 2070863 | 1 | 04/09/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/09/2024 | Customer Dispute | Settled | $495,766.00 | $0.00 | See FINRA Report |