Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Matthew Leisman | 2113061 | 8 | 04/11/2024 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Steven Franklin Sharp | 3178563 | 2 | 04/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 04/10/2024 | Customer Dispute | Pending | $299,009.00 | $0.00 | See FINRA Report |
| Janice Marie Johnson | 3220679 | 1 | 04/10/2024 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 04/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Corey Dale Heimensen | 3191528 | 1 | 04/10/2024 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 04/10/2024 | Customer Dispute | Pending | $299,009.00 | $0.00 | See FINRA Report |
| Michael Louis Gebhard | 4584088 | 1 | 04/10/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 04/10/2024 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |
| Saimir Astrit Prapaniku | 5499421 | 3 | 04/10/2024 | Customer Dispute | Denied | $115,259.00 | $0.00 | See FINRA Report |