Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tina Renee Haines -Anglin | 5635842 | 1 | 04/11/2024 | Customer Dispute | Settled | $7,290.00 | $0.00 | See FINRA Report |
| Karl Klingmann II | 4268378 | 1 | 04/11/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jameson John Donahue | 7242016 | 1 | 04/11/2024 | Customer Dispute | Denied | $13,237.60 | $0.00 | See FINRA Report |
| Paul N Lekousis | 2545673 | 3 | 04/11/2024 | Customer Dispute | Settled | $10,050.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/11/2024 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/11/2024 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Blake Alan Smith | 5937024 | 1 | 04/11/2024 | Customer Dispute | Denied | $69,451.70 | $0.00 | See FINRA Report |
| Joshua George Cox | 6137037 | 2 | 04/11/2024 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Michael Eric Monson | 4166408 | 1 | 04/11/2024 | Customer Dispute | Denied | $5,635.14 | $0.00 | See FINRA Report |
| William Corbin Munn | 2250062 | 2 | 04/11/2024 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |