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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 18,641-18,650 out of 18,680 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Leslie Wilford Camp1331044104/14/1944CriminalFinal Disposition$0.00$0.00See FINRA Report
Mary Elizabeth Collins1232791111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Edward Lee Bryan1036857411/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Metro Joseph Duda1147363111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Mark Anthony Lammers1398053211/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Bruce Nelson2580119111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
David Gerald Adams2186552111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Fernando Ferri1059965111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
James Vining Davis601546111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Sebastian Lucido1732845111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report

18,680 Results

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