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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 18,621-18,630 out of 18,680 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edgar Allen Clingerman1343331112/20/1954CriminalFinal Disposition$0.00$0.00See FINRA Report
Gene A Lemoine1752373112/11/1954CriminalFinal Disposition$0.00$0.00See FINRA Report
Eugene Lasalle Gadau216249104/19/1954CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard Paul Niemiec1046540101/13/1954CriminalFinal Disposition$0.00$0.00See FINRA Report
Donald Clifford Shedd1095538301/04/1954CriminalFinal Disposition$0.00$0.00See FINRA Report
John Davidson Crockett1463224112/15/1953CriminalFinal Disposition$0.00$0.00See FINRA Report
Jimmie Eugene Ellis2209255110/10/1953CriminalFinal Disposition$0.00$0.00See FINRA Report
Manfred Hans von Ehrenfried2832872107/06/1953CriminalFinal Disposition$0.00$0.00See FINRA Report
Leland David Levy308292301/01/1953CriminalFinal Disposition$0.00$0.00See FINRA Report
Gordon Lynn Leestma1279582112/30/1952CriminalFinal Disposition$0.00$0.00See FINRA Report

18,680 Results

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