Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anson Terril Avery | 4437379 | 2 | 09/13/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Palmer | 2143982 | 8 | 07/23/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Stanley Creato | 1164629 | 3 | 06/23/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Whitcomb Arvin Morris | 1075440 | 3 | 06/10/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Earl Marshall Appleby | 1615247 | 1 | 06/08/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne William Wilcox | 466776 | 1 | 05/24/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Roche Woodard | 1222569 | 1 | 05/04/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Gebbia | 1180399 | 3 | 04/20/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Phillip Freitag | 2220498 | 1 | 04/06/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Rigaud Downey | 3083827 | 1 | 04/05/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |