Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Edward Kisthardt | 2268862 | 1 | 04/21/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Artes Page | 1036400 | 1 | 04/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John P McGuire | 1187264 | 1 | 03/18/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Clifford Shedd | 1095538 | 3 | 03/15/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leroy Elloyssus Fredericks | 213459 | 1 | 03/05/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Kennedy Green | 2059816 | 4 | 03/03/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Earl George Belden | 17186 | 1 | 01/18/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Jeremiah Schopen | 414948 | 4 | 01/08/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Crisp Adkins | 1228961 | 1 | 01/04/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 01/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |