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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 18,541-18,550 out of 18,680 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Howard Davis2311467109/02/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
John Nils Johanson1884274108/14/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeremy David Streeter1798274208/11/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
John Alfred Smith1188652307/01/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
Alvin Gregory Hageman2124180106/01/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
Harold James Allen1536671105/28/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
John Lanham Ferris206848705/04/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
Bruce Joseph Wetsch4034861105/01/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
Jerald L Johnson1999590104/26/1960CriminalFinal Disposition$0.00$0.00See FINRA Report
Donald David Geis219374304/22/1960CriminalFinal Disposition$0.00$0.00See FINRA Report

18,680 Results

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