Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Howard Davis | 2311467 | 1 | 09/02/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Nils Johanson | 1884274 | 1 | 08/14/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeremy David Streeter | 1798274 | 2 | 08/11/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Alfred Smith | 1188652 | 3 | 07/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Alvin Gregory Hageman | 2124180 | 1 | 06/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Harold James Allen | 1536671 | 1 | 05/28/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Lanham Ferris | 206848 | 7 | 05/04/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Bruce Joseph Wetsch | 4034861 | 1 | 05/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jerald L Johnson | 1999590 | 1 | 04/26/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Donald David Geis | 219374 | 3 | 04/22/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |