Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Strout Davis | 1579338 | 1 | 05/27/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James C Campbell | 39186 | 1 | 05/02/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| A Carlis Carroll | 2241004 | 2 | 04/19/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Issac Eastman | 1942768 | 2 | 04/06/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William S Perry | 2811535 | 1 | 03/30/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles D Waters | 4491445 | 2 | 03/28/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Eugene Benson | 1965537 | 5 | 03/23/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Joseph Donatelli | 1148414 | 2 | 03/11/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bill Ray Kliewer | 4041319 | 1 | 02/27/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eddie Theodore Gonzales | 1195191 | 4 | 02/27/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |