Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Redelle Parnaby | 1465789 | 1 | 04/06/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sal Servin | 2304761 | 2 | 04/04/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arnold Harold Graf | 1151012 | 1 | 04/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Cleo Dunlap | 1984686 | 15 | 03/30/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Leslie Keerkel | 1042777 | 3 | 03/08/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ray Alan Lefavor | 1928675 | 1 | 03/07/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Robert Dixon | 4748499 | 1 | 03/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Leon Wells | 1856756 | 1 | 02/22/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Curtis Korth | 1063109 | 1 | 02/13/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Wilson Spotswood | 432489 | 2 | 02/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |