Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Harrison Morrell | 1301741 | 2 | 09/15/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Allen Simpson | 1243970 | 2 | 09/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Allen Simpson | 1243970 | 2 | 09/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Paul Fahey | 1109696 | 2 | 08/23/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reagan Ellis David | 1247213 | 1 | 08/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Arthur Hook | 1925062 | 2 | 07/27/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Toomey | 2164013 | 2 | 07/16/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Brenton Deford | 1830455 | 1 | 06/21/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruth Isabel Caughey | 1959439 | 1 | 06/17/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Wayne Forgy | 2229227 | 1 | 06/11/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |