Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Harold Buckley | 3143007 | 2 | 03/27/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elliott Jay Schilkraut | 1007725 | 1 | 03/26/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ira Gene Saperstein | 2195387 | 1 | 03/19/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Sawrie | 1075150 | 1 | 03/15/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martha Ann Pearson | 2065045 | 1 | 03/02/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Anthony Keeler | 724620 | 1 | 03/01/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis William Donnelly | 4594438 | 1 | 02/24/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Acheson Laverty | 4875386 | 15 | 02/23/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Cedric Davis | 62007 | 2 | 02/20/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Farrell | 204781 | 1 | 02/11/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |