Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Francis McKeon | 1443284 | 1 | 01/26/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Crane | 5327582 | 6 | 01/19/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Herve Anfred Dorsey | 1717374 | 2 | 01/17/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Frank | 1544503 | 8 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert L II Hayes | 3047478 | 2 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Lopez | 4274607 | 1 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Lee Epperly | 1160441 | 1 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David William Rhodes | 1342889 | 1 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alcide Lamothe | 1471476 | 2 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Johnson | 4837247 | 3 | 12/21/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |