Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Crane | 5327582 | 6 | 06/16/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Herzog | 2406911 | 1 | 06/10/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Eubanks | 3264516 | 3 | 06/08/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Daniel Gruber | 710684 | 1 | 06/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank J Muzzicato | 2771845 | 1 | 05/27/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Leon Rasmussen | 4258475 | 1 | 05/24/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald George Willis | 1981648 | 1 | 05/21/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Stephen Sauers | 2279891 | 1 | 05/17/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Mastrosimone | 1056565 | 3 | 05/13/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles William Langley | 1356675 | 1 | 05/09/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |