Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Albert Bendotti | 1550382 | 1 | 11/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Lee Blake | 22967 | 1 | 10/26/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas M Smith | 1721963 | 1 | 10/14/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frederick Wiegand | 2193471 | 3 | 10/12/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William James Valone | 2517647 | 4 | 10/08/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Trailov | 2045290 | 1 | 10/07/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Eckel | 2366817 | 1 | 10/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cedric Jean Richardson | 2936864 | 5 | 10/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Benjamin Hillebrandt | 1122240 | 1 | 10/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William James Valone | 2517647 | 4 | 10/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |