Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Francis Gottl | 1125909 | 1 | 12/16/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Curtis Beamer | 2228095 | 1 | 12/15/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Tracy Wood | 2504188 | 2 | 11/30/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Crane | 5327582 | 6 | 11/26/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Thanig | 1049907 | 1 | 11/18/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Alexander Gorsline | 2118930 | 1 | 11/12/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Lee Kollmorgen | 1110935 | 1 | 11/11/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Charles Hoffman | 2075674 | 2 | 11/10/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen Arthur Buchalter | 1007284 | 4 | 11/07/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Murtagh | 343802 | 2 | 11/05/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |