Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph S Zimmer | 5460774 | 5 | 03/29/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Brent Johnson | 2156328 | 1 | 03/29/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Patrick Prestigiacomo | 1830382 | 2 | 03/24/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Powell Thompson | 1208090 | 1 | 03/22/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Morton | 704122 | 2 | 03/12/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Eugene Davis | 2057168 | 1 | 03/09/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Edwin Middleton | 1015407 | 1 | 03/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Beard | 2230265 | 3 | 02/25/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Kenneth Mielziner | 333921 | 1 | 02/10/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Franklin Kirkpatrick | 808168 | 4 | 02/03/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |